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Please select this option to search for activities added within the last 60 days.

  • $70.00
    3 Credits
    Various Locations

    Enhancing Client Relationships – CRM Phase 2

    Canadian Securities Institute (CSI)

    CSI’s CE online mini-course called Enhancing Client Relationships – CRM Phase 2 provides a comprehensive survey of CRM2 changes with particular emphasis on fee disclosure and performance reporting ...

  • N/A
    10 Credits
    Ongoing Activity

    ETFs for Mutual Fund Representatives

    Canadian Securities Institute (CSI)

    This course is designed for individuals who are currently licensed as mutual fund dealing representatives. Employees and agents who participate in the sale of mutual funds for a mutual fund dealer to ...

  • $80.00
    3 Credits
    Toronto

    Bringing New Issues to Market

    Canadian Securities Institute (CSI)

    LEARN HOW BRINGING NEW ISSUES TO MARKET CAN HELP YOU PERFORM YOUR COMPLIANCE OBLIGATIONS TO A HIGHER STANDARD Due diligence in connection with a public offering is the process by which underwriters ...

  • $80.00
    3 Credits
    Toronto

    Enhanced Suitability for IIROC Advisors

    Canadian Securities Institute (CSI)

    LEARN TO APPLY ENHANCED SUITABILITY REQUIREMENTS TO BETTER SERVE CLIENTS AND REMAIN COMPLIANT The Customer Relationship Model Rules that were recently introduced by IIROC require professionals to ...

Showing 1 - 4 of 4 total records