Reports on Disciplinary Actions

In accordance with FPSC's Disciplinary Rules and Procedures, all complaints made against CFP® professionals are investigated by Enforcement Counsel and where appropriate, referred to the Enforcement Policy Committee for a formal disciplinary hearing. The objectives of this process include the protection of the public and the protection of the reputation of the profession.

In each case, a Hearing Panel comprised of a member of the Enforcement Policy Committee and two additional volunteers from the CFP professional community is formed to hear the case and to make a determination of whether or not there has been a breach of the CFP Code of Ethics. Where there is a finding of a breach of the Code, a range of sanctions can be imposed upon the CFP professional up to and including the permanent revocation of the right to use the CFP marks.

Report on Disciplinary Actions - 2009

Report on Disciplinary Actions - 2008

Report on Disciplinary Actions - 2007

Report on Disciplinary Actions - 2006

 

Media Releases & Advisories

Financial Planning Week 2010

Financial Planning Standards Council has declared October 4-10 as Financial Planning Week.

 
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FPSC Foundation

Promoting research and education on financial planning for the benefit of
the public, industry and financial planners alike

 
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Programmes d’accréditation de CFP offerts en français

 
CFP offerts en français

Standards Enforcement & Consumer Complaints

 
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Find a CFP professional

Check our comprehensive listing of CFP professionals in good standing

 
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CFP®, CERTIFIED FINANCIAL PLANNER® and the CFP flame logo are certification marks owned outside the U.S. by Financial Planning Standards Board Ltd. (FPSB). Financial Planning Standards Council is the marks licensing authority for the CFP marks in Canada, through agreement with FPSB.